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Road Injury Prevention & Litigation Journal |
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June, 1999 TranSafety, Inc. (360) 683-6276 Fax: (360) 683-6719 info@usroads.com |
| (Reproduced here is a decision made by the Maryland Court of Appeals on October 9, 1998. The case was cited as Julia D. Beynon et al. v. Montgomery Cablevision Limited Partnership et al. The words are those of the appellate court. To read the Court of Special Appeals of Maryland's July 3, 1997 decision on issues involved in this case, click here.) |
Whether "pre-impact fright," or any other form of mental and emotional disturbance or
distress, suffered by an accident victim who dies instantly upon impact is a legally
compensable element of damages in a survival action is an issue hitherto unaddressed
by this Court, but presented in this case. In Maryland, it is well-settled that, in the
absence of a physical impact or injury directly resulting in harm, mental and emotional
injuries such as fright are not compensable unless there are objective manifestations of
such injury. See Green v. Shoemaker, 111 Md. 69,77-78, 73 A. 688, 691
(1909); Bowman v. Williams, 164 Md. 397, 404, 165 A. 182, 184 (1933);
Vance v. Vance, 286 Md. 490, 500, 408 A.2d 728, 733 (1979). See also
Matthews v. Amberwood Associates Ltd. Partnership, Inc. et al, __, Md.__,__,
__A.2d__,__ (1998)[slip op. at 30-33]. We now hold that, in survival actions, where a
decedent experiences great fear and apprehension of imminent death before the fatal
physical impact, the decedent's estate may recover for such emotional distress and
mental anguish as are capable of objective determination.
I.
During the late evening hours of June 7, 1990, Montgomery Cable Vision Limited
Partnership, doing business as Cable TV Montgomery ("Montgomery Cable"),
discovered that one of its cables located at Interstate 495, the Capital Beltway, had
either broken or fallen from a utility pole and needed repair. In order to repair the
damaged cable, Montgomery Cable, pursuant a blanket permit issued to it by the
Maryland State Highway Administration ("SHA"), coordinated with the Maryland State
Police to have traffic on the beltway stopped during the early morning hours of June 8.
This was accomplished around 2:00 a.m. with two police officers, one on each side of
the Capital Beltway and Montgomery Cable employees were enabled to install a
replacement cable. During the thirty to forty-five minutes that it took to complete the
repair, traffic backed up approximately one mile on each side of the beltway. At the
rear of the congestion on the westbound side of the beltway, James P. Kirkland
("Kirkland") was driving a tractor-trailer owned by James Lee ("Lee"), doing business
as K&L Transportation. Kirkland testified, at trial, that his trailer was at a complete stop
in one of the middle lanes. He also testified that he noticed that all four lanes of the
beltway were occupied; he remembered that there was another tractor-trailer to his left
and there may have been another truck in the right lane.
Douglas K. Beynon, Jr., ("Beynon" or the "decedent,"), also traveling westbound, was
driving his employer's vehicle, within the 55 m.p.h. speed limit. According to the
evidence the plaintiffs presented at trial, Beynon was approximately 192 feet from the
rear of Kirkland's tractor-trailer when he became aware of, and then reacted to, the
impending danger of crashing into its rear. In his attempt to avoid the collision, Beynon
slammed on his brakes, as 71 « feet of skid marks attest, and slightly veered to the
right. Despite his efforts, Beynon's vehicle collided with the rear of the tractor-trailer at
a speed of 41 m.p.h., with the result that he was killed on impact.
The petitioners, Julia D. Beynon, individually and as personal representative of her
son's estate, and Douglas K. Beynon, Sr., the decedent's father, instituted two separate
suits, which were later consolidated, in the Circuit Court for Montgomery County
against, Kirkland, Lee and Montgomery Cable, and Lumbermens Mutual Casualty
Company, the insurance provider for the tractor-trailer, intervened as a defendant
(collectively, the "respondents"). The suits, both a wrongful death and a survivorship
action, alleged that the respondents were negligent and were jointly and severally
responsible for the crash. At trial, the petitioners presented evidence to show that
Kirkland and Lee negligently operated the tractor-trailer and also negligently
maintained it since the rear of the trailer was not properly illuminated and, therefore,
was not sufficiently visible to motorists approaching from the rear. With respect to
Montgomery Cable, the petitioners offered evidence to prove that Montgomery Cable
violated specific conditions of the SHA blanket permit by failing to post advance
warning signs to provide oncoming traffic with notice of the unusual and dangerous
hazard that the unanticipated traffic back-up presented.
The petitioners conceded that the decedent suffered no conscious pain and suffering
following the crash. Rather, they contended that the decedent suffered, and should be
compensated for, "pre-impact fright" -- the mental anguish the decedent suffered from
the time he became aware of the impending crash until the actual collision. Agreeing
that the petitioners had presented sufficient evidence of "pre-impact fright," the trial
court instructed the jury that it could consider and make an award for "pain, suffering
and mental anguish" that the decedent experienced before the crash. The jury
returned a verdict for the petitioners. The jury verdict awarded the decedent's father
and mother $212,000.00 and $165,000.00, respectively, in economic losses, and each
was awarded $500,000.00 for past mental pain and suffering and $750,000.00 for
future pain and suffering. In addition, the jury awarded the decedent's estate $2,000.00
for funeral expenses1
and $1,000,000.00 for "pre-impact fright." The trial court
reduced the latter award, pursuant to Maryland Code (1974, 1995 Repl. Vol.)
§ 11-108(b) of the Courts and Judicial Proceedings Article2 and with the consent of the
petitioners, to $350,000.00. The respondents appealed the judgment to the Court of
Special Appeals. The intermediate appellate court reversed the judgment for
pre-impact fright. Montgomery Cablevision Limited v. Beynon, 116 Md. App. 363,
696 A.2d 491 (1997).
On appeal, the respondents did not challenge the reasonableness or excessiveness of
the jury award. They contended, instead, inter alia, that the trial court "erred in failing
to rule as a matter of law that there could be no recovery for `pre-impact fright.'" Id. at
372-73, 696 A.2d at 495. This is so, they argued, because Maryland Code (1974, 1991
Repl. Vol.) § 7-401(x) of the Estates and Trust Article3, is in derogation of the common
law, and its provisions do not recognize a cause of action for pre-impact fright, and
because a claim for pre-impact fright is, in reality, an action for negligent infliction of
emotional distress, a cause of action not recognized in Maryland. The Court of Special
Appeals rejected both of these arguments. First, the court remarked that the common
law does not necessarily establish the limitations on legal theories that warrant judicial
recognition. In other words, "[t]hat there has not previously been any recovery for
pre-impact fright in a survival action is not a basis for concluding that there can never
be an appropriate set of facts and circumstances that would permit a tort victim to
recover damages for such emotional distress." Montgomery Cablevision, 116
Md. App. at 375, 696 A.2d at 496. Second, with respect to the analogy between
pre-impact fright and a cause of action for negligent infliction of emotional distress, the
court correctly stated that such an analogy simply "confuses the concept of allowance
of damages for emotional distress as a consequence of a negligent tort with the refusal
to recognize the existence of a separate tort of negligent infliction of emotional
distress." Id.
Observing that there are no Maryland cases addressing the recoverability of damages
for a decedent's pre-impact fright, the Court of Special Appeals was not persuaded by
the pre-impact fright caselaw that it reviewed. See Shu-Tao Lin v. McDonnell
Douglas Corp., 742 F.2d 45 (2nd Cir. 1984)(applying New York law); Haley v.
Pan American World Airways, 746 F.2d 311 (5th Cir. 1984)(applying Louisiana
law); Platt v. McDonnell Douglas Corp., 554 F. Supp. 360 (E.D. Mich.
1983)(applying Michigan law); Solomon v. Warren, 540 F.2d 577 (5th Cir.
1976)(applying Florida law); D'Angelo v. United States, 456 F. Supp. 127
(D.Del. 1978), aff'd, 605 F.2d 1194 (3rd Cir. 1979)(applying Maryland law). It noted
that most of the cases involved airplane crashes and were decided by federal courts
"purporting" to apply state law. 116 Md. at 377, 696 A.2d at 497. The intermediate
court looked instead to, and exhaustively analyzed, beginning with Green v. T.A.
Shoemaker & Co., 111 Md. 69, 73 A. 688 (1909) and ending with Dobbins v.
Washington Suburban Sanitary Comm'n, 338 Md. 341, 658 A.2d 675 (1995), this
Court's cases in which we addressed whether damages are recoverable for fright or
emotional distress where there is no physical impact. Id. at 379- 388, 696 A.2d at
498-503. Based on that analysis, the court concluded:
| "[T]here can be no award of damages for pre-impact fright suffered by a tort victim who died instantly upon impact or who never regained consciousness after the impact, because no cause of action will lie for `mere fright' without physical injury (Green v. Shoemaker) or injury capable of objective determination (Vance v. Vance, 286 Md. 490, 408 A.2d 728 (1979)] ) resulting therefrom. Obviously, one who died instantly upon impact or at least died without recovering consciousness following impact cannot have suffered any injury capable of objective determination as a result of pre-impact fright,[] i.e., fear, terror, or mental anguish or distress from anticipation of imminent injury or death." Montgomery Cablevision, 116 Md. App. at 388, 696 A.2d at 503. |
Thus, the Court of Special Appeals reversed the trial court's judgment awarding the
decedent's estate damages for pre-impact fright.
Dissenting, Chief Judge Murphy wrote that "[t]he pre-impact fright award is consistent
with both Court of Appeals' precedent and the survivor's action provided for by a
General Assembly that recognized the unfairness in allowing tortfeasors to benefit
because the injuries they caused were fatal rather than serious." Id. at 404, 696 A.2d at
510-11. He also stated that "there is no question but there had to have been absolute
overwhelming mental anguish on the part of the [the tort victim] between the moment
that he saw the danger and the time that there actually was a crash." Id. at 403, 696
A.2d at 510.
By filing a petition for a writ of certiorari, the petitioners seek reversal of "the decision of
a divided Court of Special Appeals that there can never be recovery for the pre-impact
fright and mental anguish suffered by a tort victim who dies upon impact even when the
evidence demonstrates that the victim was acutely aware of the impending danger and
suffered pre-impact fright and anguish as he tried to avoid the fatal crash." (footnote
omitted). We granted the petition to address this important issue. Beynon v.
Montgomery Cablevision Limited, 347 Md. 683, 702 A.2d 291 (1997).
II.
On this appeal, the petitioners contend that "[t]he legal analysis pre-impact fright issue
by the majority opinion of the Court of Special Appeals failed to recognize that different
principles of law apply to cases where fright occurs in the seconds before an impact or
crash causing bodily harm or death than in cases where there is no impact or crash
directly causing bodily harm." Specifically, they argue:
|
directly producing a significant injury and essentially ignored the facts that the
fright and mental anguish in this case immediately preceded a crash that
resulted in fatal bodily injuries. It thereby erroneously treated this as a case of
"no impact fright" instead of "pre-impact fright." Its reliance on Maryland cases
in which there was `no impact' directly resulting in bodily injury was misplaced.
In so narrowing its focus, the Court of Special Appeals failed to recognize the
fundamental principle of tort law which underlies the decisions of the many
jurisdictions that have allowed recovery for `pre-impact fright.'" The petitioners
acknowledge that, under common law negligence principles, fright immediately
preceding an impact or crash resulting in bodily harm constitutes an
uncompensable element of damages. They also concede that, in Maryland,
when there is no impact or crash directly resulting in bodily harm, fright is not
compensable unless there are objective manifestations of injury or emotional
distress resulting from the fright. The petitioners argue that neither its
concession nor its acknowledgment applies in the instant case, where the fright
experienced by the tort victim immediately preceded a physical impact, a crash,
which caused the decedent's death. The petitioners thus contend that this Court
should be guided by Restatement (Second) of Torts, § 456 (1965), which reads:
"§ 456. Emotional Disturbance Resulting From an Actionable Injury or the Conduct Which Caused It "If the actor's negligent conduct has so caused any bodily harm to another as to make him liable for it, the actor is also subject to liability for "(a) fright, shock, or other emotional disturbance resulting from the bodily harm or from the conduct which causes it, and "(b) further bodily harm resulting from such emotional disturbances." |
This rule, according to the petitioners, applies in impact cases. The first comment to §
456 states that it "applies only where the negligent conduct of the actor has resulted in
bodily harm to another, and has made the actor liable for such bodily harm." Id. at §
456 cmt. a.4
Further, the petitioners point to the following additional comments to §
456 as providing the rationale for allowing the jury to award damages for pre-impact
fright:
|
"c. Where the tortious conduct in fact results in bodily harm, and makes the
actor liable for it, a cause of action is independently established, and there is
sufficient assurance that the resulting emotional disturbance is genuine and
serious. There may be recovery for such emotional disturbance even though the
emotional disturbance does not result in any further bodily harm.
"e. The rule stated in Clause (a) is not limited to emotional disturbance resulting from the bodily harm itself, but includes also such disturbance resulting from the conduct of the actor. Thus one who is struck by a negligently driven automobile and suffers a broken leg may recover not only for his pain, grief, or worry resulting from the broken leg, but also for his fright at seeing the car about to hit him." Id. at § 456 cmts. c and e. "This explanation and example," the petitioners maintain, "make clear that one's fright prior to being struck and injured due to the negligence of another is compensable." |
Interestingly, the respondents do not disagree, noting that "[t]here is truly no need to
consider whether Maryland accepts § 456 of the Restatement of Torts" because
existing state law requires a demonstrable or objectively determinable injury in order for
pre-impact fright to be compensable. They submit: "Whether this court formally
accepts this section of the Restatement as controlling in this type of case makes no
difference, [as] the Court of Appeals of Maryland since 1909 has accepted the fact that
a plaintiff is entitled to recover for fright even though there is no evidence of `physical
impact or corporal injury to the plaintiff.' Green v. T.A. Shoemaker, 111 Md. 69,
73 A. 688 (1909). This court has consistently followed Section 456 of the Restatement
(without acknowledging it) by continuing to accept the Green opinion as
controlling with only minor modifications."
Alternatively, the respondents maintain that, if this Court considers the standard
articulated in § 456, it is important to do so in the context of § 436A and comment b
thereto. Respectively, they state:
|
"§ 436A. Negligence Resulting in Emotional Disturbance Alone
"If the actor's conduct is negligent as creating an unreasonable risk of causing either harm or emotional disturbance to another, and it results in such emotional disturbance alone, without bodily harm or other compensable damage, the actor is not liable for such emotional disturbance. "b. The reasons for the distinction, as they usually have been stated by the court, have been three. One is that emotional disturbance which is not so severe and serious as to have physical consequences is normally in the realm of the trivial, and so falls within the maxim that the law does not concern itself with trifles. It is likely to be so temporary, so evanescent, and so relatively harmless and unimportant, that the task of compensating for it would unduly burden the courts and the defendants. The second is that in the absence of the guarantee of genuineness provided by resulting bodily harm, such emotional disturbance may be too easily feigned, depending, as it must, very largely upon the subjective testimony of the plaintiff; and that to allow recovery for it might open too wide a door for false claimants who have suffered no real harm at all. The third is that where the defendant has been merely negligent, without any element of intent to do harm, his fault is not so great that he should be required to make good a purely mental disturbance." |
Restatement (Second) of Torts § 436A and cmt. b (1965). These provisions, read in
conjunction with § 456, the respondents argue, make clear that "there is a substantial
concern over the possibility that trivial and/or fictitious claims might be filed."5 In any
event, the respondents, as does Restatement § 436 A, clearly echo concerns similar to
those voiced by some courts that have refused to allow recovery for pre-impact fright.
See e.g., In Re Crash Disaster Near Chicago, 507 F. Supp. 21, 23-24 (N.D. Ill. 1980);
Nye v. Commonwealth, 331 Pa. Super. 209, 213-14, 480 A.2d 318, 321 (1984).
See also Solomon v. Warren, 540 F.2d 777, 796-97 (5th Cir. 1976), cert.
dismissed sub nom, Warren v. Serody, 434 U.S. 801, 98 S. Ct. 28, 54 L. Ed.2d
59 (1977) (Gee, J., dissenting).
The respondents also argue that Maryland law requires "strict proof" that a tort victim
actually suffered fright. The mere fact that the fatal impact in this case occurred
following the alleged fright experienced by the decedent does not lessen, they submit,
the requirements regarding the degree of proof necessary to entitle one to damages for
emotional distress. The evidence adduced at trial, the respondents argue, was
insufficient to support the jury's award for pre-impact fright. Further, the respondents
concede that the jury reasonably could have concluded, from the evidence, that the
decedent attempted to avoid the collision. But, they posit, considering that no evidence
of fright was presented and that the trial court gave the jury no guidance, no
reasonable jury could have concluded that the decedent suffered fright of severe bodily
harm or death during the seconds prior to the impact. In short, the respondents
maintain that the jury's verdict as it related to pre-impact fright was based upon pure
speculation.
III.
Pursuant to the Maryland survivorship statute, unlike the wrongful death statute, Md.
Code (1974, 1995 Repl. Vol., 1997 Supp.), §§ 3-901 through 3-904 of the Courts and
Judicial Proceedings Article, the personal representative of a decedent's estate may
bring "a personal action which the decedent might have commenced or prosecuted . . .
against a tortfeasor for a wrong which resulted in the death of the decedent." Md. Code
(1974, 1991 Repl., 1997 Supp.) § 7-401(x) of the Estates and Trust Article. We aptly
explained the differences between a survival action and a wrongful death action long
ago, in Stewart v. United Electric Light & Power Co., 104 Md. 332, 339-40, 65 A.
49, 52 (1906), as follows:
| "Under the [wrongful death statute,] the damages recoverable are such as the equitable plaintiffs have sustained by the death of the party injured. Under [the survival statute] the damages recoverable are such as the deceased sustained in his lifetime and consequently exclude those which result to other persons from his death. Under the [wrongful death statute] the damages are apportioned by the jury among the equitable plaintiffs, and belong exclusively to them and form no part of the assets of the decedent's estate; under [the survival statute] the damages recovered go into the hands of the executor or administrator and constitute assets of the estate. Under [the wrongful death statute,] there is no survival of a cause of action - the cause of action is created by it and is a new cause of action and consequently one which the deceased never had; under [the survival statute] there is a survival of a cause of action which the decedent had in his lifetime." See U.S. v. Streidel, 329 Md. 533, 540, n. 5, 620 A.2d 905, 909, n.5 (1993). |
Therefore, in survival actions, recovery is limited to damages that the decedent could
have recovered had the decedent survived and brought the action. We have also
stated that "the damages are limited to compensation for the pain and suffering
endured by the deceased, his loss of time and his expenses between the time of his
injury and his death." Stewart, 104 Md. at 343, 65 A. at 53. See Rhone v.
Fisher, 224 Md. 223, 229-30, 167 A.2d 773, 777 (1961), also noting that funeral
expenses were first allowed under Ch. 127 of the Acts of 1937. See also Tri-State
Poultry Cooperative, Inc. v. Carey, 190 Md. 116, 127, 57 A.2d 812, 817-18 (1948).
Here, the decedent's estate recovered $2,000.00, the then-existing statutory-maximum
for funeral expenses under Maryland Code (1974, 1988 Repl. Vol.) § 8-106 (b) of the
Estates and Trusts Article, and $1,000,000.00, which was reduced to the
statutory-maximum of $350,000.00, for "pre-impact fright"-- the emotional distress
suffered by the decedent from the time he became aware of impending death until the
fatal impact.
This Court has limited the compensability of emotional distress resulting from a
wrongful act under two separate and distinct legal theories and lines of cases. Under
one theory, through the "physical impact" and later the "physical injury" rule, we have
attempted primarily to ensure that the emotional distress for which recovery is sought is
genuine or "capable of objective determination." Belcher v. T. Rowe Price
Foundation, 329 Md. 709, 745-46, 621 A.2d 872, 890 (1993); Faya v.
Almaraz, 329 Md. 435, 458, 620 A.2d 327, 338 (1993); Vance v. Vance, 286
Md. 490, 500, 408 A.2d 728, 733 (1979); Mahnke v. Moore, 197 Md. 61, 69, 77
A.2d 923, 926 (1951); Bowman v. Williams, 164 Md. 397, 404, 165 A. 182, 184
(1933); Great Atlantic & Pacific Tea Co. v. Roch, 160 Md. 189, 191, 153 A. 22,
23 (1930); Patapsco Loan Co. v. Hobbs, 129 Md. 9, 16, 98 A. 239, 241 (1916);
Baltimore & O.R. Co. v. Harris, 121 Md. 254, 268-69, 88 A. 282, 287-88 (1913);
Green v. T.A. Shoemaker & Co., 111 Md. 69, 77, 73 A. 688, 691 (1909). Under
the other theory, we have limited recovery for negligently inflicted emotional injuries
based on the rules concerning foreseeability of harm - an element of proximate cause.
See Dobbins v. Washington Suburban Sanitary Comm., 338 Md. 341, 348, 658
A.2d 675, 678 (1995); Henley v. Prince George's County, 305 Md. 320, 333, 503
A.2d 1333, 1340 (1986); Zeigler v. F Street Corp, 248 Md. 223, 225-26, 235
A.2d 703, 705 (1967); State v. Baltimore Transit Co, 197 Md. 528, 531, 80 A.2d
13, 14 (1951); Baltimore City Passenger R.R. v. Kemp, 61, Md. 74, 79-80
(1883). In the instant case, the petitioners raise issues that primarily concern the
former.
Although this Court's cases have dealt extensively with the recovery of damages for
emotional distress and mental anguish, we have yet to address the specific issue of
whether damages for "pre-impact fright" suffered by a tort victim who dies upon impact
are compensable in a survival action. We will first review case law from other
jurisdictions and then discuss the development of this Court's jurisprudence concerning
emotional distress and mental anguish damages.
(a) There is no uniformity in the manner in which courts treat pre-impact emotional
distress or fright.6 Solomon v. Warren, supra, 540 F.2d 777 is one of the earlier
cases addressing pre-impact fear. In that case, the Fifth Circuit Court of Appeals,
purportedly applying Florida law, affirmed a judgment of $10,000 to the estates of two
passengers killed in the crash of a small aircraft. The decedents, parents of the
plaintiffs, were passengers on a small aircraft that ran out of gas while flying from
Curacao, Netherlands Antilles to Bridgetown, Barbados. The pilot's last communication
to traffic control indicated that he would attempt to "ditch" the aircraft near a merchant
vessel. Neither the aircraft nor its occupants were found. The plaintiffs brought a
survival action, inter alia, to recover damages for the "conscious pain and suffering" of
their parents. Under Florida law, the plaintiffs had to prove that the decedents were
conscious after injury and before death, so that they actually felt and appreciated the
pain resulting from the injuries. Solomon, 540 F.2d at 792 (citing Dobbs v.
Griffith, 70 So.2d 317 (Fla. 1954)).
The trial court acknowledged that there was no evidence as to the length of time that
the decedents suffered prior to death, or whether they were killed upon impact or
survived for some time in the water. Nevertheless, the court allowed recovery for
pre-impact fright, reasoning that: "it was `convinced that both of the deceased knew of
the impending crash landing at sea, knew of the immediate dangers involved and are
certain to have experienced the most excruciating type of pain and suffering (the
knowledge that one is about to die, leaving three cherished children alone).'" Id. at 792.
The question on appeal was "[i]f impact to a person is present, may it follow as well as
precede conscious pain and suffering used as the basis for recovery for such
conscious pain and suffering in an action under [the Florida survivor statute]?"
Affirming the trial court, the appellate court concluded that, notwithstanding that the
record did not reflect the length of time the decedents were aware of their impending
deaths, "the inference is reasonable, almost compelling, that they appreciated that
possibility at least from the time of the [last] radio transmission " indicating the pilot's
intention to ditch the aircraft at sea. Id. 792-93. The court explained: "While in the
garden variety of claims under survival statutes, including the Florida Statute - fatal
injuries sustained in automobile accidents and the like - the usual sequence is impact
followed by pain and suffering, we are unable to discern any reason based on either
law or logic for rejecting a claim because in this case as to at least part of the suffering,
this sequence was reversed. We will not disallow the claims for this item of damages
on that ground." Id. at 793.
One scholar has observed, "Solomon stands for the theory that in cases
involving an actual impact, it is reasonable to offer the plaintiff or his representatives an
opportunity to prove that he experienced pain and suffering prior to impact and to allow
recovery for proof of such injury." Carol Tener, Recovery Allowed for Pain and
Suffering Experienced by Decedent Prior to Impact, 4 W. St. L. Rev. 301, 310, n.59
(1977).
One judge dissented. That judge argued that the record did not support a finding of
whether death was instantaneous or not and, thus, "there can be no finding, one way
or the other, about conscious pain and suffering after impact or about any physical
suffering whatever." Id. at 796. Viewing pre-impact fear as a form of
negligently-inflicted emotional distress, he wrote: "Under Florida law, mental suffering
is not recoverable in the absence of physical trauma occasioning it . . . . The majority
professes that it has not departed from the impact rule but has only reversed a
sequence to allow recovery when the impact follows the fear, as well as when the
impact precedes the mental suffering. But to reverse the sequence is to abandon the
rationale of the impact rule: any compensated mental pain and suffering must be
caused by a physical impact . . . . It is not enough that some impact accompany the
mental suffering; the impact must cause the fears if they are to be compensable. Only
then can courts measure mental duress by some means other than sheer speculation."
Id. at 796-97 (Gee, J., dissenting) (footnote omitted).
Despite Judge Gee's strong dissent, the Fifth Circuit Court of Appeals reached a similar
result in cases applying Louisiana law. See Haley v. Pan American World
Airways, 746 F.2d 311 (5th Cir. 1984); Pregeant v. Pan American World
Airways, 762 F.2d 1245, 1248-49 (5th 1985); In re Air Crash Disaster Near New
Orleans, La., 789 F.2d 1092, 1098-99 (5th Cir. 1986), aff'd in relevant part, 821 F.2d
1147 (5th Cir. 1987) (en banc), vacated on other grounds, 490 U.S. 1032, 109 S. Ct.
1928, 104 L. Ed.2d 400 (1989); Brun-Jacobo v. Pan American World Airways,
Inc., 847 F.2d 242 (5th Cir. 1988).
In Haley v. Pan American World Airways, supra,746 F.2d 311, the issue was
whether Louisiana law allows recovery for "pre-impact apprehension in anticipation of
imminent death." Id. at 314. There, the plaintiffs' son was killed, along with 138 other
passengers, when a Boeing 727 "disintegrated upon impact with the ground." Id. at
313. The jury awarded the plaintiffs $15,000 for the mental anguish suffered by their
son "prior to the first impact between the plane and the ground." Id. On appeal, Pan
Am argued that Louisiana law did not allow recovery for pre-impact mental anguish,
that the evidence introduced at trial was insufficient to support the jury's finding, and
that the damages were excessive.
Noting that no Louisiana state case had "squarely confronted the issue of whether the
fear a decedent experiences prior to both death and physical impact is a legally
compensable element of damages," id. at 313, the court rejected Pan Am's argument,
reasoning: "While Louisiana courts then, have never expressly allowed recovery for
pre-impact apprehension in anticipation of imminent death, they do allow recovery for
fear during a negligently produced ordeal. We are not prepared to conclude that the
Louisiana courts would sever such an `ordeal' into before and after impact
components." Id. at 314.
It concluded that "[a] broad compensatory principle lies behind Article 2315 of the
Louisiana Civil Code," and that "`fright, fear, or mental anguish while an ordeal is in
progress is legally compensable.'" Id. at 314, 315. (quoting Dawson v. James H.
Stuart & Deaton, Inc., 437 So.2d 974, 976 (La. Ct. App.1983)). Furthermore, the
court stated, "Louisiana jurisprudence . . . indicates that fright or mental anguish is a
separate element of compensable damages, apart from oft-accompanying physical
injury."Id. at 314. Regarding the sufficiency of the evidence, the court conceded that
"[n]o one indeed will ever `know' whether [the plaintiffs's son] was aware of his
impending death, or whether he experienced the uncontrollable `panic' of which [an
expert] testified." Id. at 317. It stated, however, that the lack of direct evidence did not
prevent a jury from reasonably inferring from the facts and expert testimony that the
circumstances of the accident caused the plaintiffs' son to experience "mental anguish
commonly associated with anticipation of one's death." Id. Thus, there was sufficient
evidence to support the jury's verdict.
A similar decision was reached in Furumizo v. United States, 245 F. Supp. 981
(D. Hawaii 1965), aff'd, 381 F.2d 965 (9th Cir. 1967). There, the court upheld a
$15,000 judgment in favor of the decedent's estate for the pain and suffering the
decedent experienced during the brief descent before the plane in which he was a
passenger crashed and he was burned to death.
Louisiana courts have also upheld pre-impact fear damage awards. Thomas v. State
Farm Insurance Co., 499 So.2d 562 (La. App.2d Cir. 1986), writ denied, 501 So.2d
213, 215 (La. 1987) and Hood v. State , 587 So.2d 755 (La. App.2d Cir. 1991),
both automobile accident cases. In Thomas , Scott Thomas was driving an
automobile in which his mother, who was seated in the front passenger seat, and his
brother were passengers. Having seen an oncoming vehicle go out of control, Thomas
forcefully applied his brakes and exclaimed, "Oh, no, mom!" When Thomas' mother
saw the oncoming vehicle, she grabbed his arm and "gasped," which, according to
Thomas' testimony, was "a frequent thing that she did when she was frightened."
Thomas , 499 So.2d at 567. Thomas' mother was killed. All of the evidence
indicated that she was either killed or rendered unconscious upon impact or seconds
later. The trial court awarded $15,000 for Thomas' mother's "pre-impact fear" in the
survival action. The intermediate appellate court did not specifically address the issue
of whether pre-impact fright is a compensable element of damages. In considering
whether the award was excessive, the court opined that, "[b]ecause only a few seconds
could possibly have elapsed between the time Mrs. Thomas realized what was
happening and the time of impact, the trial judge abused his discretion in awarding
$15,000 for pre-impact fear. The highest award within his discretion under these
circumstances is $7,500.00." Id. at 567. Thus, inferentially, the court held that
pre-impact fright is a compensable element of damages.
Similarly, the court, in Hood , let stand a $7,500 award for pre-impact fear of a
13 year-old student who died when the 15 year old driver lost control of the vehicle,
which skidded 63 feet before rolling over and killing the two passengers. Although
there was no testimony that the decedent had expressed fear prior to his death, the
intermediate appellate court held that "it was reasonable for the trial court to conclude
from the circumstances that [the decedent] was probably extremely frightened while
being thrown around in the truck as it overturned several times and as he was ejected
from the vehicle." 587 So.2d at 765.
The Texas courts, too, permit recovery of damages for pre-impact fright. In Green v.
Hale, 590 S. W.2d 231 (Tex. Civ. App. 1979), the Texas intermediate appellate
court let stand a jury verdict awarding $5,000 for the mental anguish a 13 year-old boy
suffered as the defendant negligently backed his truck over the boy's head, killing him
instantly. The defendant argued that the jury's award was not supported by evidence
that was "tested either by legal or factual criteria." The court concluded, however, that
"the jury could draw a reasonable inference of terror and mental anguish which
occupied the last moments of [the decedent's] life for their finding and award." Id. at
238. The court further observed: "Regardless of how brief in duration, a tremendous
amount of fear can be inferred from the surrounding circumstances, and it was the duty
of the jury to translate that moment of mental anguish into an appropriate monetary
award." Id. at 238. See also Jenkins v. Hennigan, 298 S. W.2d 905, 911 (Tex.
Civ. App. 1957, writ ref'd n.r.e.) ("Consciousness of approaching death is a proper
element to be considered in evaluating mental suffering.").
A similar conclusion was reached in Yowell v. Piper Aircraft , 703 S. W.2d 630
(Tex. 1986), an airplane crash case, in which the Texas Supreme Court, without
extended discussion, let stand a $500,000 jury award for "mental anguish the
decedents suffered from the time of the plane's break-up until it hit the ground." 703 S.
W.2d at 634. See also Port Terminal R.R. v. Sweet , 640 S. W.2d 362, 366
(Tex. App. 1982) (Under FELA and relying on Kozar v.Chesapeake & Ohio Ry.
Co., 320 F. Supp. 335, (W.D. Mich. 1970), modified on other grounds, 449 F.2d
1238 (6th Cir. 1971), the court held widow could recover for the decedent's mental
anguish caused by the terrifying realization that the train might hit him); Sanchez v.
Schindler , 651 S. W.2d 249, 253 (Tex. 1983) (stating, in dicta, that recovery for
pure-emotional, non-pecuniary damages absent proof of physical injury or conduct is
permitted); but see Air Florida v. Zondler , 683 S. W.2d 769, 773 (Tex. Civ. App.
1984) ("[I]n simple negligence case[,] proof of accompanying physical injury is a
necessary predicate to recover damages for mental anguish").
In another Texas case, Missouri Pac. R.R. v. Lane , 720 S. W.2d 830 (Tex. Ct.
App. 1986), the decedent died on impact when his truck stalled on the railroad tracks in
the path of an approaching freight train that was unable to stop. The railroad company
argued that the jury erred in awarding damages for physical pain and mental anguish
since the decedent died instantly. Rejecting that argument and upholding a jury verdict
for $19,500.00, the court stated that "[s]uch an argument fails to consider the terror and
consequent mental anguish Lane suffered for the six to eight seconds while he faced
imminent death." Id. at 833. Compare Larsen v. Delta Air Lines, Inc., 692 F.
Supp. 714, (S. D. Tex 1988) (conflicting testimony regarding final minutes of flight was
too speculative for the award of any pre-impact suffering that decedent may have
experienced); Douglass v. Delta Air Lines, Inc., 709 F. Supp. 745, 765-66 (W. D.
Tex. 1989) (acknowledging that Yowell permits recovery for pre-impact mental
anguish, but finding no evidence to support such recovery).
In Georgia, in Monk v. Dial , 441 S. E.2d 857 (Ga. App.1994), a wrongful death
action that is strikingly similar to the present case, the decedent died the moment his
pick-up truck collided with defendant's tractor-trailer. The evidence revealed that the
decedent's pick-up truck, though traveling at great speed, "veered shortly before the
collision," id. at 859, providing support for the inference that the "decedent was aware
of the impending crash." Id. While state law provided that "[t]he fright, shock, and
mental suffering experienced by an individual due to wrongful acts of negligence will
authorize a recovery where attended with physical injury," Id. (citing Candler v.
Smith, 179 S. E. 395, 399 ( Ga. App. 1935)), the Court of Appeals of Georgia
upholding recovery for pre-impact fright, reasoned that there was "no requirement that
the physical injury precede the mental pain and suffering." Id.
In Michigan, pre-impact fright has been held to be compensable. In Kozar v.
Chesapeake & Ohio Ry. Co.., 320 F. Supp. 335, 365-66 (W.D. Mich. 1970),
modified on other grounds, 449 F.2d 1238 (6th Cir. 1971), a jury, having concluded that
the decedent did not experience pain or suffering subsequent to being struck by a
falling boxcar, awarded his estate $500 in damages for the emotional fright and
suffering which the decedent endured between the time when he first realized the
boxcar was falling and the time when it actually struck and killed him. On a motion for
a new trial, the defendant argued that under the Federal Employers' Liability Act
("FELA") "pre-impact fright" was not compensable and that the jury's award of $500
was not supported by the evidence. Comparing Smith v. United States, 121
F.Supp. 778 (D.C. Tex. 1953), aff'd as to other issues, 220 F.2d 548 (5th Cir. 1955)7,
where the court found damages for pre-impact fright to be "speculative," with
Wiggins v. Lane & Co., 298 F. Supp. 194 (E. D. La. 1969)8, where such
damages were allowed, the court upheld the pre-impact fright award.
|
"The testimony evidences that [the decedent] was aware of the falling boxcar,
that he was aware he was in or near a position of danger and that he attempted
to run from beneath the boxcar in a bent over position so as to avoid being
struck until the last possible moment.
"The jury certainly could have reasonably determined from this evidence that [the decedent] sustained emotional injuries caused by a terrifying realization that he was about to die. Furthermore, in light of the testimony which evidenced that [the decedent] took his family obligations seriously, the jury also could have reasonably inferred that [the decedent] suffered horrendous emotional injuries due to an immediate appreciation of the tragedy that would befall his family if he were killed." Kozar, 320 F. Supp. at 366. |
More than a decade after the Kozar decision, the United States District Court for
the Eastern District of Michigan, in Platt v. McDonnell Douglas Corp., 554
F.Supp. 360 (E.D. Mich.1983), reached a similar conclusion. Platt arose out of
the crash of American Airlines Flight 191 at Chicago O'Hare on May 25, 1979. The
plane, a DC-10, was airborne for less than one minute before its left engine and a
portion of its left wing broke away. The plane's flight pattern did not become alarming
until three seconds before the crash. All of the passengers aboard died when the
plane crashed.
Reviewing a defense motion to dismiss the plaintiff's claims for pre-impact fright and
terror under Michigan's wrongful death statute, the court found that Michigan state law
had long supported "the notion that recovery may be sought and awarded for not only
`bodily pain, but mental suffering, anxiety, suspense and fright which might be treated
as elements of the injury.'" Id. at 363 (quoting Sherwood v. Railroad Co., 46 N.
W. 773, 776, (Mich. 1890)); see cases cited therein. The court was unpersuaded by
the defense argument that the "pain and suffering" for which the wrongful death statute
provides recovery must occur during "the period intervening between the time of the
inflicting of such injuries and . . . death." Id. Also unpersuasive to the court was the
argument that there is "no common law right of recovery in the survivors of a person
wrongfully killed." Id. To this argument, the court responded: "We are not persuaded
that the common law in Michigan does not allow recovery for the pre-impact fright and
terror, in which case, under the Wrongful Death Act, plaintiffs may recover for such
claims that the decedent would have had should she have survived." Id.
The same airplane crash has been the subject of cases involving pre-impact fright in
the federal district court for the Southern District of New York and in the Second Circuit
Court of Appeals. In Malacynski v. McDonnell Douglas Corp, 565 F. Supp. 105
(S.D.N.Y. 1983), the court found that a decedent's widower could recover damages in a
wrongful death action for decedent's "mental and emotional trauma [experienced]
during the period when it was apparent that the aircraft was going to crash." Id. at 106.
The defendant filed both a motion to dismiss and a motion for summary judgment. In
the motion to dismiss, the defendant argued that "New York courts do not recognize a
cause of action for pain and suffering as a result of a decedent's knowledge of
impending death." The federal court disagreed, explaining:
|
"The Court cannot agree with [defendant's] interpretation of New York law. At
least one state court has indicated that the claim is proper where the plaintiff can
produce evidence from which a jury could infer that the decedent was aware of
the danger and suffered from pre-impact terror. See Anderson v. Rowe,
73 A.D.2d 1030, 425 N.Y.S.2d 180, 181 (4th Dept. 1980). Moreover, the Fourth
Department's recognition of the pre-impact mental anguish claim in Anderson is
the logical extension of two well-settled principles of New York law. First, the
New York Court of Appeals has held that a plaintiff may recover damages for
mental trauma induced by fear for one's physical well-being, regardless of
whether physical injuries actually were incurred . . . . Second, New York State
courts clearly allow claims for post-impact pain and suffering in a wrongful death
action where the plaintiff can establish that the decedent actually regained
consciousness after impact.
"Given this willingness on the part of New York's courts to recognize, in the context of a wrongful death action, a separate and independent claim for post-impact conscious pain and suffering, it would be illogical for this Court to conclude that the state courts would hold that the pre-impact claim is merged into the main action for wrongful death." Id. at 106 (citations omitted). |
In the motion for summary judgment, the defense challenged the sufficiency of the
evidence. It contended that the plaintiff could not "adduce sufficient proof to justify an
inference that [the decedent] experienced fear and/or was aware that she faced
probable death prior to the aircraft's crash." Id. at 107. The court denied the
defendant's motion for summary judgment, observing that the plaintiff intended to
produce testimony at trial of an eyewitness to the crash as well as evidence from the
National Transportation Safety Board, and the decedent's seat assignment on the
plane. That evidence, the court concluded, may support an inference that the decedent
knew she was in imminent danger and should therefore recover for pre-impact fright.
Id.
Similarly, in Shu-Tao Lin v. McDonnell Douglas Corp., 574 F. Supp. 1407
(S.D.N.Y. 1983), aff'd in part and rev'd in part, 742 F.2d 45 (2d Cir. 1984), both the trial
court and the appellate court concluded not only that New York law permitted recovery
for a decedent's pre-impact fear or mental anguish, but also that the plaintiff had
presented sufficient evidence to justify a $10,000.00 award for damages. The trial
court observed: "New York provides a cause of action for the pain and suffering of a
decedent before his death. In several cases it has been held that the decedent's estate
may recover for the decedent's pain and suffering endured after the injury that led to
his death. From this proposition, it is only a short step to the allowing of damages for
the decedent's pain and suffering before the mortal blow and resulting from the
apprehension of impending death." Shu-Tao Lin, 574 F. Supp. at 1416 (citations
omitted).
Addressing the same point, the appellate court reasoned: "We conclude that New York
law does permit recovery for a decedent's pre-impact fear for substantially the reasons
set forth in [the district court's] opinion. A decedent's representative unquestionably
may recover the pain and suffering experienced in a brief interval between injury and
death . . . . We see no intrinsic or logical barrier to recovery for the fear experienced
during a period which the decedent is uninjured but aware of an impending death."
Shu-Tao Lin, 742 F.2d at 53.
With respect to the sufficiency of the evidence needed to establish pre-impact fright,
the trial court observed (574 F. Supp. at 1417): "Since there were no survivors of the
crash, there could be no direct evidence of Dr. Lin's or other passengers' pain and
suffering before impact. However, given that Dr. Lin was assigned to a window seat on
the plaintiff's left side and given the reasonable inference that he was in his seat during
the first 30 seconds of the plane's take-off, the jury might reasonably have inferred that
Dr. Lin saw the engine and other pieces break away from the plane. Even if he did not
see the damage, the jury might have still reasonably inferred that the sudden change in
the plane's [altitude] - from steep ascent to sharp banking and nose down descent-
notified Dr. Lin of the impending disaster and caused him pain and suffering in the
seconds before the crash."
Agreeing with the trial court, the appellate court held that the issue of Dr. Lin's
pre-impact pain and suffering was a jury question and that its verdict was not
excessive. 742 F.2d at 53.
In Shatkin v. McDonnell Douglas Corp., 727 F.2d 202 (2d Cir. 1984), also
arising out of the May 25, 1979 plane crash, however, where the decedent was (1)
seated on the right side of the plane (rather than the left side of the plane as in
Shu-Tao Lin), (2) unable to see the engine, (3) not alerted of the danger before
impact, and (4) the plaintiff offered no proof that the decedent experienced conscious
pain and suffering, a jury verdict awarding damages for pre-impact fear was reversed.
The court stated that, although direct evidence, such as eyewitness testimony was not
necessary, some evidence from which a reasonable inference could be drawn that the
decedent experienced some pre-impact emotional or mental disturbance was
necessary. The court said: "There is no evidence permitting an inference that Shatkin
was aware that the left engine had been lost on take-off; since he was seated on the
right side of the wide-bodied plane, it would be sheer speculation to infer that he knew
of the incident. There was no evidence that the pilot or anyone else called the danger
to the passengers' attention. As far as the record is concerned Shatkin could have
dozed off in his seat." Shatkin, 727 F.2d 206-07.9 See Feldman v. Allegheny
Airlines, Inc., 382 F.Supp. 1271, 1300-01 (D. Conn. 1974) (without deciding the
compensability of pre-impact fright under Connecticut law, the court found that - a
survivor's testimony that he was aware of the impending crash was not evidence that a
decedent passenger was similarly aware).
New York state courts have also considered, and upheld, awards for pre-impact fear
damages. In Lang v. Bouju, 667 N. Y. S.2d 440, 441-42 (A.D. 3 Dept. 1997), a
motorcyclist collided with a truck and died on impact from a broken neck. Affirming the
trial court's refusal to set aside a $239,125 award for the decedent's "pre-impact terror,"
the appellate court concluded that a reasonable fact-finder could infer from the facts
that the decedent applied his brakes when he saw the approaching truck and was
aware of imminent danger during the approximately five seconds preceding the deadly
impact. Id. at 441; see also cases therein cited. It held, however, that, "[g]iven the
extremely short period of time during which [the decedent] could have experienced this
emotional injury," id. at 442, the verdict was excessive and reduced it to $100,000.
Accord Donofrio v. Montalbano, 659 N.Y.S.2d 484, 485 (A. D. 2 Dept. 1997)
("the duration within which the decedent could have experienced any pre-impact terror
was limited to only several seconds, which warrants, at best, a minimal award"). See
also Stein v. Lebowitz-Pine View Hotel, Inc., 489 N. Y. S.2d 635, 639 (A.D. 3
Dept. 1985) (upheld $50,000 for conscious pain and suffering of decedent who
drowned and, according to plaintiff's expert, may have lived four minutes and struggled
prior to death); Anderson v. Rowe, 425 N. Y. S.2d 180, 181 (A.D. 4 Dept. 1980)
("plaintiff could not show that there was any evidence from which one might imply that
the decedents were aware of any danger and suffered from pre-impact terror").
In Nelson v. Dolan, 434 N. W.2d 25 (Neb. 1989), the Nebraska Supreme Court
squarely confronted the issue "whether a decedent's estate may recover for the mental
anguish a decedent consciously suffers by the apprehension and fear of impending
death prior to sustaining fatal injury." Id. at 30. In that case, a collision occurred
between an automobile operated by the defendant and a motorcycle being operated by
the decedent, with a passenger. After the decedent and his friend left the scene of a
fight, the defendant, in an apparent effort at retaliation, followed at speeds of up to 85
miles per hour. At one point, the defendant was from 1 to 2 feet behind the decedent,
backed off and then sped up, striking the decedent's motorcycle. According to the
accident re-constructionist who testified at trial, the impact caused the two vehicles to
lock and travel together for about 268 feet over a period of approximately five seconds.
The decedent's motorcycle then struck a light post, and he fell under the defendant's
automobile and was crushed; his death was instantaneous. A psychiatrist testified that
the decedent "understood he was going to be run down from the moment [defendant's]
automobile made contact with the motorcycle and that [the decedent] `must have been
absolutely terrified,' knowing or thinking that he was going to die for whatever period of
time intervened between the two vehicles' coming together and death." Nelson,
434 N. W.2d at 27.
At trial, the defendant admitted that his negligence proximately caused the decedent's
death and the jury returned a plaintiff's verdict for more than $37,000. None of the
award was for pre-impact fear, the trial court having refused to permit the decedent's
personal representative to adduce evidence on that issue. Agreeing that the
decedent's estate was "entitled to recover in the wrongful death action for the mental
anguish decedent Nelson experienced prior to his death," id. at 853, 434 N. W.2d at
29, the Nebraska Supreme Court reversed. After pointing out that it has "long
permitted a decedent's estate to recover for the conscious physical pain and suffering
the decedent endured after a negligently inflicted injury resulting in death," id. at
854-55, 434 N. W.2d at 30 (citation omitted), and, also permitted recovery for
post-injury mental anguish as an element of damages, the court opined: "[W]e are
persuaded that there exists no sound legal or logical distinction between permitting a
decedent's estate to recover as an element of damages for a decedent's conscious
postinjury pain and suffering and mental anguish and permitting such an estate to
recover for the conscious prefatal-injury mental anguish resulting from the
apprehension and fear of impending death." Id. at 857, 434 N. W.2d at 31.
With respect to the sufficiency of the evidence of "conscious prefatal-injury," the court
stated: "While it is true that in the present case there is no evidence that decedent
Nelson said anything prior to his death revealing an awareness of his impending death,
the personal representative's offers of proof nonetheless provide a basis upon which
the jury certainly need not, but could, if it wished, find that decedent Nelson
apprehended and feared his impending death during the 5 seconds his motorcycle
traveled 268 feet locked with [defendant] Dolan's automobile before he was crushed
and thus killed." Id. at 859, 434 N. W. 2d 32.
On the other side of the ledger, there are jurisdictions that deny recovery for pre-impact
fright, mental anguish and emotional distress.
In Fogarty v. Campbell 66 Express, Inc., 640 F. Supp. 953 (D. Kan. 1986), both
the decedent and the defendant were driving tractor-trailers during the late evening; the
decedent was driving on interstate highway 59 in a northerly direction, and the
defendant was driving on interstate highway 166 in an easterly direction. The two
vehicles collided at the intersection of those two highways and spun into different
directions. The defendant was injured, but he survived. The decedent was not as
fortunate. His truck broke through a six-foot concrete wall and left fifty-six feet of skid
marks. The decedent was killed when the load of steel he was hauling penetrated his
cab, crushing his head and thorax. Death was "immediate."
The plaintiff filed both a survival action and a wrongful death action, alleging that the
defendant negligently failed to obey a stop sign, and operated the tractor-trailer at an
excessive speed while fatigued. The defendant admitted that, because it was nighttime
and she was unfamiliar with the intersection, she failed to see the stop sign and
therefore did not stop before entering the intersection. The plaintiff, conceding that the
decedent's "immediate" death ruled out any recovery for physical pain and suffering,
sought damages for the decedent's pre-impact emotional distress.
The court recognized that the long-standing rule in Kansas governing recovery for
emotional distress in negligence, rather than intentional or "wanton," cases, requires an
accompanying physical injury. Fogarty, 640 F.Supp. at 956 (citing Whitsel v.
Watts, 98 Kan. 508, 509, 159 P. 401 (1916); Hoard v. Shawnee Mission Medical
Ctr., 233 Kan. 267, 274, 662 P.2d 1214, 1219-20 (1983)). The plaintiff argued that
the decedent's pre-impact emotional distress was, in fact, accompanied by physical
injury - the decedent's death. "In other words, plaintiff construe[d] `accompanied by' to
include instances in which physical injury occurs after, yet not as a result of emotional
distress." Fogarty, 640 F.Supp. at 956. Although the court found that the rule
did not actually bar plaintiff's interpretation, it found no Kansas decisions involving
"subsequent physical injury not actually caused by the emotional distress;" instead, all
the cases involved either prior or contemporaneous physical injury. Thus, the court
concluded that "physical injury `accompanies' emotional distress only if (1) the two
intermingle or (2) the physical injury actually causes emotional distress." Id. at 957
(citing Clemm v. Atchison Topeka & Santa Fe Railway, 126 Kan. 181, 184, 268
P. 103, 105 (1928) ("Where the mental suffering is an element of physical pain, or the
natural and proximate result of the physical injury, it forms the basis of recovery.").
Concerned about the apparent rigidity of the Kansas rule, however, the court
commented: "Our conclusion that the Kansas Supreme Court would refuse to permit
recovery for negligently induced, pre-impact emotional distress not itself resulting in
physical injury should not be read as an endorsement of the current legal doctrine in
this area. A review of the case law in this and other jurisdictions reveals considerable
disagreement, as well as more than a little judicial practice of medicine. By this we
mean that the general rule against recovery for emotional distress (and, indeed, most
of the exceptions thereto) was developed before medical science had advanced to its
present state. Because earlier medical experts were less able to diagnose purely
mental or emotional distress . . . , courts attempted to sort out `fraudulent' claims by
imposing the rather arbitrary `impact rule.' Today it is not at all clear that a physical
impact is more likely to result in genuine emotional distress than are many non-impact
situations. For instance, the fear of fatal collision seems far more likely to create
intense emotional distress than is a merely incidental physical contact. The effect of
the rule, however, is to bar a truly distressed . . . plaintiff from attempting to convince a
jury that his complaints are genuine." Id. at 962.
As a solution, the court suggested that "[a] negligent defendant should be liable for any
provable emotional distress he or she causes a plaintiff - regardless of whether
physical injury results." Id. at 963. "Given the plaintiff's burden of proving such a claim,
as well as the recent advances in diagnostic techniques, a rule denying all recovery to
genuinely distressed plaintiff seems both illogical and unenlightened." Id. Accord
Cochrane v. Schneider National Carriers, Inc., 968 F. Supp. 613 (D. Kan. 1997).
In the final analysis, however, the court concluded that the Kansas Supreme Court
would likely adhere to the existing rule prohibiting the recovery of damages for
pre-impact fright unaccompanied by either prior or contemporaneous physical injury.
See St. Clair v. Denny, 781 P.2d 1043, 1050 (Kan. 1989), in which the Kansas
Supreme Court found it was "not necessary to test the accuracy of [the Fogarty
decision's] prediction."
In re Crash Disaster Near Chicago, Ill., etc., 507 F.Supp. 21 (N.D. Ill. 1980), the federal
district court there ruled that pre-impact fright damages were not recoverable under
Illinois law. This case involved another of the wrongful death and survival actions
arising out of the May 25, 1979 crash of American Airlines Flight 191. Id. The plaintiff,
in that case, the mother of one of the passengers killed in the crash, sought damages
for any terror or fright the decedent experienced as the plane began its final "roll"
toward the ground. The court held that, under Illinois law, which allows recovery for
emotional distress that is "directly connected with a contemporaneous bodily injury,"
the plaintiff was entitled to recover only for her daughter's pain and suffering endured
after the crash. Id. at 23 (citing Carlinville National Bank v. Rhoads, 63
Ill. App.3d 502, 20 Ill. Dec. 386, 380 N. E.2d 62 (1st Dist. 1978) and other case therein
cited). The only rationale the court offered in support of the Illinois rule was that "to
reverse the sequence is to abandon the rationale of the impact rule: any compensated
mental pain and suffering must be caused by a physical impact," the same argument
made by the dissenting judge in Solomon v. Warren, supra, 540 F.2d at 797. In
any event, the court explained:
|
"No Illinois court has directly discussed this issue. Given the Illinois courts'
previous refusal to recognize claims for damages based on the plaintiff's fear or
apprehension of danger, however, we believe that at present Illinois would not
allow the plaintiff to maintain a claim for her daughter's alleged fright and terror
prior to the crash. For this reason, insofar as the plaintiff seeks damages for
conscious mental pain and suffering preceding any physical injury, her claim is
stricken."
In re Crash Disaster Near Chicago, 507 F.Supp. at 24. See also In re Aircrash Disaster Near Roselawn, Indiana on October 31, 1994, 926 F.Supp. 736, 742 (E.D. Ill. 1996) ("Under Illinois law, actionable mental anguish must be caused by bodily injury; accordingly, pre-impact fright and terror has been held to be non-actionable under Illinois law."). |
In Nye v. Commonwealth, 480 A.2d 318 (Pa. Super. 1984), the decedents were
killed when the defendant's reckless driving forced their car off the road and onto a
raised metal barrier that divided the state highway. As the driver tried to recover
control of her car, the car collided head-on with an automobile on the other side of the
road. The trial court only instructed the jury as to recovery for post-impact pain and
suffering, not pre-impact emotional distress. After recovering a favorable verdict at
trial, the plaintiff appealed, arguing, inter alia, that the court should have charged the
jury that the decedent's estate could recover for emotional distress caused by her
knowledge of impending death. The plaintiff contended that "the jury could properly
award damages for pain and suffering if it believed [the decedent] was aware of her
impending death as she struggled to bring her car under control." Nye, 480 A.2d
at 321.
The intermediate appellate court noted: "The law in Pennsylvania is clear that where a
decedent is killed instantaneously, there can be no recovery for pain and suffering in a
survival action." Id. at 321 (citing Slavin v. Gardner, 274 Pa. Super. 192, 418
A.2d 361 (1979); Fisher v. Dye, 125 A.2d 472 (Pa. 1956)). "This rule," the court
explained, "is obviously based on the proposition that where death is instantaneous the
decedent experiences neither pain nor suffering and therefore an award of damages to
compensate for pain and suffering would be unwarranted." Id. at 321. Thus, the court
held, recovery in a survival action is limited to "damages for pain and suffering and
emotional distress occurring after the time of injury." Id. at 321. Furthermore, the court
opined:
| "Even assuming arguendo that pre-impact fright is a recoverable element of damages in this jurisdiction, it is clear that [plaintiff] neither pleaded nor proved a case supporting such an award . . . . If [decedent] had somehow avoided the accident, she could recover damages based on her emotional distress or `fright' only if she averred and proved that her mental or emotional distress resulted in some type of physical manifestation or harm. Banyas v. Lower Bucks Hospital, 293 Pa. Super 122, 437 A.2d 1236 (1981)." Id. at 215, 480 A.2d at 322. |
But see Sinn v. Burd, 486 Pa. 146, 404 A.2d 672 (1979), where the Supreme
Court of Pennsylvania discussed its abandonment of the "impact rule" in favor of the
"zone of danger" theory, which effectively allows recovery for emotional distress in the
absence of physical injury.
In Gage v. City of Westfield, 532 N.E.2d 62 (Mass. App. Ct. 1988), an action for
wrongful death and conscious pain and suffering, two youths were struck by a freight
train while walking across the train tracks. Although they acknowledged that the
general rule was that damages for conscious pain and suffering are recoverable for
suffering which "follows the injury but precedes death," the plaintiffs nevertheless
argued that "the rule is not so inflexible as to foreclose recovery for conscious pain and
suffering which precedes an injury but is as inextricably connected to a real injury as
the sudden fear of almost certain impending death was in this case." Id. at 71(citing
Bullard v. Central Vt. Ry., 565 F.2d 193, 197 (1st Cir. 1977)("fright just before
the accident, when collision was imminent and he jumped" was compensable mental
injury). Compare Kennedy v. Standard Sugar Ref., 125 Mass. 90, 92 (1878)
(mental distress experienced during a twenty-foot fall before hitting the ground might be
compensable). The court held:
| "The plaintiffs' contention has some logical appeal but we are not persuaded by it. It is not at all uncommon for victims of sudden, fatal accidents to experience momentary fright prior to impact such as the plaintiffs' decedents experienced. Yet the relevant period for purposes of measuring compensation for conscious pain and suffering has consistently been defined in our appellate decisions as commencing with the impact of the fatal injury. Assuming that limitation to have been intentional, we hesitate to extend the right to recover for conscious pain and suffering to pre-impact fright." 532 N.E.2d at 71. |
We find the cases upholding the recoverability of pre-impact fright as an element of
damages are more persuasive and compatible with Maryland law.
(b) Maryland jurisprudence has long evolved from the strict common law doctrine
requiring an individual to suffer a physical impact or injury that results in emotional
distress, in order for the emotional distress to be compensable. Since 1909, this Court,
in Green v. T.A. Shoemaker & Co., 111 Md. 69, 73 A. 688 (1909), has rejected
the "physical impact" doctrine and held that emotional distress or fright that results in
physical injury or any objective manifestation is a compensable injury. In Green,
the plaintiff suffered physical and emotional injuries from the defendant's persistent
blasting, for several months, of large quantities of rock near the plaintiff's residence.
Large rocks and stones crashed into the plaintiff's home, destroying doors, windows,
porches and the roof, and cracking the walls and ceilings. On several occasions, the
plaintiff was struck and wounded by falling plaster and debris, and was "violently
shaken and jarred, whereby she was greatly injured physically . . . and her health has
been greatly damaged and shattered, and her nervous system disordered."
Green, 111 Md. at 72, 73 A. at 689. On one occasion, a twenty-two pound rock
burst through the roof and ceiling of the plaintiff's bedroom and landed on her bed,
breaking the bed's slats and rollers. After that incident, plaintiff and her family "were
kept in continual fear and jeopardy of their lives." The plaintiff's family doctor testified
that the plaintiff's development of "nervous prostration" was directly attributable to the
shock of the frequent blasting. The trial court granted the defendant's motion to strike
all evidence bearing on the plaintiff's nervous condition and the resultant physical injury
on the ground that there was no evidence of any preceding physical impact or injury to
the plaintiff.
The issue before this Court was "whether a cause of action will lie for actual physical
injuries resulting from fright and nervous shock caused by the wrongful acts of
another." Id. at 77, 73 A. at 691. We observed that most courts held that "mere fright,
without any physical injury resulting therefrom, cannot form the basis of a cause of
action." Id. "This is so," we noted, "because mere fright is easily simulated, and
because there is no practical standard for measuring the suffering occasioned thereby,
or of testing the truth of the claims of the person as to the results of the fright." Id. We
explained:
|
"The grounds upon which those courts have proceeded which deny such right
are twofold: `(1) That physical injury produced by mere fright caused by a
wrongful act is not the proximate result of the act; and (2) that, upon the ground
of expediency, the right should be denied because of the danger of opening the
door to fictitious litigation, and the impossibility of estimating damages.'
Huston v. Freemansburg, 3 L. R. A. (N. S.) 50, Editor's note. As to the
first of these grounds, this court has laid down in clear language the true
doctrine upon this question in Balt. City Passenger Railway Co. v. Kemp,
61 Md. 74 [, 80-81 (1883)]. In that case the court, speaking through Judge
Alvey, said: `It is not simply because the relation of cause and effect may be
somewhat involved in obscurity, and therefore difficult to trace, that the principle
obtains that only the natural and proximate results of a wrongful act are to be
regarded. It is only where there may be a more direct and immediate sufficient
cause of the effect complained of that the more remote cause will not be
charged with the effect. If a given [result] can be directly traced to a particular
cause as the natural and proximate effect, why should not such effect be
regarded by the law, even though such cause may not always, and under all
conditions of things, produce like results? It is the common observation of all
that the effects of personal physical injuries depend much upon the peculiar
conditions and tendencies of the person injured, and what may produce but
slight and comparatively uninjurious consequences in one case may produce
consequences of the most serious and distressing character in another. ***
Hence the general rule is in actions of tort like the present that the wrongdoer is
liable for all the direct injury resulting from his wrongful act, and that, too,
although the extent or special nature of the resulting injury could not, with
certainty, have been foreseen or contemplated as the probable result of the act
done.'
"We now come to the question of expediency. . . . The argument from mere expediency cannot commend itself to a court of justice resulting in the denial of a logical legal right and remedy in all cases because in some a fictitious injury may be urged as a real one. The apparent strength of the theory of expediency lies in the fact that nervous disturbances and injuries are sometimes more imaginary than real, and are sometimes feigned, but this reasoning loses sight of the equally obvious fact that a nervous injury arising from actual physical impact is as likely to be imagined as one resulting from fright without physical impact, and that the former is as capable of simulation as the latter. It must be conceded that the numerical weight of authority supports the general rule that there can be no recovery for nervous affections unaccompanied by contemporaneous physical injury, but the sounder view in our opinion is that there are exceptions to this rule, and that where the wrongful act complained of is the proximate cause of the injury within the principles announced in Kemp's Case, supra, and where the injury ought in the light of all the circumstances to have been contemplated as a natural and probable consequence thereof, the case falls within the exception and should be left to the jury." Id. at 77-78, 73 A. at 691. |
Thus, we concluded: "[W]hen it is shown that a material physical injury has resulted
from fright caused by a wrongful act, and especially, as in this case, from a constant
repetition of wrongful acts, in their nature calculated to cause constant alarm and
terror, it is difficult, if not impossible, to perceive any sound reason for denying a right
of action in law for such physical injury." Id. at 77, 73 A. at 691.
Our holding in Green -- that damages may be recovered for physical injuries
caused by or resulting from fright or shock absent physical impact-- was reaffirmed in
subsequent cases. See Baltimore & O.R. Co. v. Harris, 121 Md. 254, 88 A. 282
(1913), where a plaintiff was permitted to recover for injury which resulted from the
shock and fright she experienced from the whistle of a steam locomotive; Patapsco
Loan Co. v. Hobbs, 129 Md. 9, 98 A. 239 (1916), where a debt collector's constant
harassment caused plaintiff mental anguish which resulted in convulsions; and
Great Atlantic & Pacific Tea Co. v. Roch, 160 Md. 189, 153 A. 22 (1930), where
a store manager sent a package containing a dead rat, rather than a loaf of bread,
causing the plaintiff to experience mental anguish and subsequent physical injuries.
In Bowman v. Williams, 164 Md. 397, 165 A. 182 (1933), the plaintiff, while
standing at his dining room window facing the street, witnessed a large truck go out of
control and crash directly below him, into his basement, where his two boys were. The
plaintiff did not sustain any physical impact whatsoever; however, his fright and his
alarm for the safety of his sons resulted in such a shock to his nervous system that he
collapsed and developed a weak and hysterical condition for several weeks. The
defendant argued to this Court that "there can be no recovery for physical injuries
resulting from fright caused by a wrongdoer unless the fright was for the injured party's
own safety." Bowman, 164 Md. at 400, 165 A. at 183. To this, we said that "[i]t
is a fundamental principle that where legal injury has resulted, without any break in the
chain of causation, from a wrong, a right of action for damages arises." Id. at 402, 165
A. at 184. We further stated: "[T]he cause of the fright was the negligent act or
omission of the defendants in permitting the truck to get out of control or be driven so
as to run into the house of the plaintiff. This was a breach of duty that the defendants
owed to the plaintiff. The physical damages which the plaintiff sustained naturally,
directly, and reasonably arose from this negligent act or omission, without the
intervention of any other cause, and so the causal connection between the injury and
the occurrence is established." Id.
Along the same line of reasoning, we stated that there was no reason to deny plaintiff
the right to recover because he sustained injury that might have arisen from fear for the
safety of his children rather than his own. We expounded: "Here there was imminent
danger of physical contact that confronted the plaintiff, who had visible reason to
apprehend that the impending peril caused by the negligent act or omission of the
defendants' servants with respect to their duty to him would not only happen but would
also crush and damage the building and inflict the threatened physical injury upon his
children in the basement and himself in the dining room of the house. There was no
basis to differentiate the fear caused the plaintiff for himself and for his children,
because there is no possibility of division of an emotion which was instantly evoked by
the common and simultaneous danger of the three." Id.
Regarding the requisite "physical injury" to sustain a recovery of damages for emotional
injury, we concluded that it must be "clearly apparent and substantial physical injury
manifested by an external condition or by symptoms clearly indicative of a resultant
pathological, physiological, or mental state." Id. at 404, 165 A. at 184. See also
Mahnke v. Moore, 197 Md. 61, 69, 77 A.2d 923, 926 (1951). This point was
clarified in Vance v. Vance, 286 Md. 490, 408 A.2d 728 (1979), where the
plaintiff was permitted to recover, without supporting expert medical testimony, for the
emotional distress caused by her discovery that her husband, the defendant, had
misrepresented the legality of their twenty-year marriage. We explained: "We think it
clear that Bowman provides that the requisite `physical injury' resulting from
emotional distress may be proved in one of four ways. It appears that these
alternatives were formulated with the overall purpose in mind of requiring objective
evidence to guard against feigned claims. The first three categories pertain to
manifestations of a physical injury through evidence of an external condition or by
symptoms of a pathological or physiological state. [In the fourth category] [p]roof of a
`physical injury' is also permitted by evidence indicative of a "mental state," a
conclusion consistent with the holdings in the Green, Bowman and
Roch cases. In the context of the Bowman rule, therefore, the term
`physical' is not used in its ordinary dictionary sense. Instead, it is used to represent
that the injury for which recovery is sought is capable of objective determination."
Vance, 286 Md. at 500, 408 A.2d at 733 (footnote omitted).
We further clarified the "physical injury" requirement in Faya v. Almaraz, 329
Md. 435, 620 A.2d 327 (1993) and Belcher v. T Rowe Price, 329 Md. 709, 621
A.2d 872 (1993). In Faya, the plaintiffs were fearful of acquiring the AIDS virus
from a surgeon who had operated on them without disclosing that he was HIV-positive.
The plaintiffs "allege[d] that their fear and mental and emotional distress are
accompanied by headache, sleeplessness, and the physical and financial sting of
blood tests for the AIDS virus." 329 Md. at 459, 620 A.2d at 338. We held that
"nervous disturbance may constitute suffering of the body or of the mind." Id. at 456,
620 A.2d at 337 . See also Resavage v. Davies, 199 Md. 479, 480-81, 86 A.2d
879, 880 (1951). We held also that, under Vance and its precursors, plaintiffs
"may recover for these injuries to the extent that they can objectively demonstrate their
existence." Id. at 459, 620 A.2d at 338-39. We cautioned, however, that "such
damages must be confined to injuries suffered during the [plaintiffs'] legitimate window
of mental anxiety." Id.
In Belcher, this Court was required to define the phrase "accidental personal
injury" within the context of the Workers' Compensation Act. In that case, a three-ton
beam being hoisted by a construction crane broke loose and tumbled twenty feet,
crashing without warning through a concrete roof over the plaintiff's head and landing
just five feet from her. The Plaintiff sustained no bodily injury, but "`suffered sleep
disturbances, nightmares, heart palpitations, chest pain, and headaches as a result of
the occurrence.'" Belcher, 329 Md. 714, 621 A.2d at 874. Because the Act did
not define "injury" in terms of physical or mental trauma, we turned to our line of cases
involving the compensability of mental and emotional disturbances that results from a
wrongful act. After revisiting and analyzing this Court's opinions addressing mental
and emotional injury, we reaffirmed that damages for mental distress no longer had a
"parasitic status" and that recovery is not "dependent upon an immediate physical
injury accompanying an independently actionable tort." Id. at 733, 621 A.2d at 884
(quoting Vance, 286 Md. at 496, 408 A.2d at 731). Rather, we said, damages
for mental and emotional disturbances are recoverable when there has been no
physical impact and injury, provided that "the mental state for which recovery is sought
is capable of objective determination." Id. at 745, 621 A.2d at 889.
Although we have liberalized the physical injury rule, there are limitations on the
recoverability of damages for emotional distress. In Dobbins v. Washington
Surburban Sanitary Comm., 338 Md. 341, 658 A.2d 678 (1995), we confronted the
related issue of whether the plaintiffs could recover money damages for "emotional
injuries allegedly sustained solely as a result of negligently inflicted damage to the
plaintiffs' residential property." Id. at 342, 658 A.2d at 675. On two separate instances,
a water pipe under the control of the defendants broke, causing large amounts of water
to flood into the basement of the plaintiffs' home. The plaintiffs maintained that the
defendants knew or should have known that their pipes could break and would thereby
release large amounts of water into surrounding property. As a result of the damage to
their home, Ms. Dobbins alleged that she experienced "severe, painful and permanent
injuries to her body as well as severe and protracted shock to her nervous system, all
of which have caused her and will continue to cause her great pain and mental
anguish." Id. at 343, 658 A.2d at 676. It was clear that the flooding had not directly
injured Ms. Dobbins in any physical way. She also did not allege that she feared for
her safety. Rather, her injuries came about "as a direct result of the damage caused to
the home."
On the defendant's motion, the trial court entered summary judgment in favor of the
defendant, on the grounds that "by law the Plaintiffs' claims for mental anguish and
emotional upset and distress cannot be chargeable to the Defendant in this case." Id.
at 350, 658 A.2d at 679. Affirming that judgment, this Court acknowledged that "it
remains the law of Maryland that a plaintiff cannot ordinarily recover for emotional
injuries sustained solely as a result of negligently inflicted damages to the plaintiff's
property. Id. at 351, 658 A.2d 679-80. We adopted this rule because injury resulting
from a mere damage to property was "an unusual and extraordinary result" and is not
contemplated as "a natural and probable consequence" of the tortious act to the
property. Id. at 349, 658 A.2d at 679. Thus, notwithstanding the physical injury rule,
the emotional distress complained of by a plaintiff must be proximately caused by the
defendant's wrongful, negligent act.
IV.
Based on the foregoing discussion, damages for emotional distress or mental anguish
are recoverable in Maryland, provided that it is proximately caused by the wrongful act
of the defendant and it results in a physical injury, Green , 111 Md. at 77, 73 A.
at 691, or is capable of objective determination. Vance , 286 Md. at 500, 408
A.2d at 733. This standard, we recognize, does not hold sacred the common law
sequence of events for recovery of emotional damages: wrongful act, physical impact,
physical injury and then emotional injury. It is more accommodating. Thus, given our
precedents and because we still believe that "a nervous injury arising from actual
physical impact is as likely to be imagined as one resulting from fright without physical
impact, and that the former is as capable of simulation as the latter," Green , 111
Md. at 81, 73 A. at 692, it is no great leap to conclude that the compensability of
"pre-impact fright" is permissible when it is the proximate result of a wrongful act and it
produces a physical injury or is manifested in some objective form.
In the case at bar, the Court of Special Appeals, in reversing the trial court's decision
allowing recovery of "pre-impact fright" damages, held that such damages could not be
awarded to a decedent who dies instantly and never regains consciousness after the
impact "because no cause of action will lie for "mere fright" without physical injury
(Green v. Shoemaker) or injury capable of objective determination
(Vance) resulting therefrom." Montgomery Cable , 116 Md. App. at 388,
696 A.2d at 503.
The court explicated:
|
"Obviously, one who died instantly upon impact or at least died without
recovering consciousness following impact cannot have suffered any injury
capable of objective determination as a result of `pre-impact fright,' i.e., fear,
terror, or mental anguish or distress from anticipation of imminent injury or death.
"If the reluctance to award damages for `mere fright' stemmed from concern about the `danger of opening the door to fictitious litigation,' or `expediency,' referred to in Green v. Shoemaker , 111 Md. at 77-81, 73 A. 688, the fact that there was an impact after the tort victim experienced the fright might tend to alleviate that concern. But the Court of Appeals in Green v. Shoemaker expressly excluded `expediency' as a basis for denying recovery of damages for fright. Id. The Court of Appeals stated unequivocally in Green v. Shoemaker and has since repeatedly reaffirmed that, to be compensable, fear suffered by a tort victim must result in an injury capable of being determined by objective signs or symptoms. When, as in this case, the tort victim dies instantly or, at least without regaining consciousness, from the impact, there is no evidence of injury resulting from fright. Indeed, although there is a reasonable inference in this case, from the existence of skid marks, that the deceased may have experienced some mental distress upon realizing his peril, the extent of that distress and its consequences is a matter of sheer speculation, there being, in the language employed by the Court of Appeals, `no practical standard for measuring the suffering occasioned by' that mental distress. Green v. Shoemaker , 111 Md. at 77, 73 A. 688. "It should be recognized that pre-impact fright, mental distress caused by expectation or anticipation of impending doom, is an entirely different phenomenon from post-impact mental suffering or emotional distress. The latter results from and exacerbates bodily injuries sustained upon impact, e.g., concern about the extent of recovery and the length of the recovery period; worry over the effect of the injuries and the duration of the recovery period on the victim's finances; and, if there is not a complete recovery, the loss of happiness or enjoyment of life suffered by one who has been rendered unable to do at all or do with the same degree of facility those things that formerly produced pleasure. All of those forms of mental distress are as much the natural, proximate, and foreseeable result of tortious conduct as bodily injury and physical pain. Pre-impact fright engendered by recognition of danger, however, does not result from bodily injuries and is compensable only to the extent that it causes or results in demonstrable or objectively determinable injury." Id. at 388-89, 696 A.2d at 503. |
We do not agree.
In Green , the underlying reason we required physical injury as a result of an
emotional injury before emotional injuries are compensable was because "physical
injury" established the genuineness of the emotional harm and guarded against feigned
claims. "Physical injury" provided, and still provides, the objective manifestation of the
alleged emotional injury and served, and serves, as the yardstick by which a tort
victim's emotional harm may be measured. "Such an objective determination provides
reasonable assurance that the claim is not spurious." Belcher , 329 at 735, 621
A.2d at 885. Here, the decedent's fright is accompanied by both physical injuries and
independent objective manifestation. The physical injuries that accompanied the
decedent's pre-impact fright are the fatal injuries he sustained as a result of the feared
impact - the automobile accident. Moreover, the decedent's fright is capable of
objective determination by the 71 « feet of skid marks that the plaintiffs argued, and
the jury apparently believed, resulted from the decedent's apprehension of impending
death, and the collision itself.
The fact that the fright or mental anguish in this case preceded the crash that resulted
in the decedent's fatal bodily injuries does not affect causation. As our cases make
clear, whenever a wrongful act naturally and proximately results in harm, "why should
not such effect be regarded by the law, even though such cause may not always, and
under all conditions of things, produce like results?" Green , 111 Md. at 77, 73
A. at 691. The actor responsible for the wrongful, negligent act is liable for all
proximately caused emotional distress experienced by the tort victim. The wrongful
conduct need only proximately cause the emotional distress or mental anguish,
independent of the physical injuries; the mental disturbance need not result from
physical injury. In the instant case, the automobile crash caused the decedent's fatal
injuries, for which a separate cause of action exists, and the respondent is responsible
for the emotional disturbance resulting from the crash. Damages for "pre-impact fright"
are recoverable when the decedent experiences it during the "legitimate window of
mental anxiety." Faya , 329 Md. at 459, 620 A.2d at 338-39. In the this case,
that window opened when the decedent became conscious of the fact he was in
imminent danger and it closed with his death. See generally Kathleen M. Turezyn,
When Circumstances Provide A Guarantee of Genuineness: Permitting Recovery for
Pre-Impact Emotional Distress, 28 B.C.L. Rev. 881, 883 (1987) ("[S]ome courts have
permitted recovery for the emotional distress suffered by a victim upon his or her
realization of the peril to which his or her personal security has been exposed by the
defendant's negligence."), and cases therein cited. To be sure, however, "pre-impact
fright" damages should compensate a decedent's fright, not the resultant death.
A rule that does not permit a decedent's estate to recover pre-impact fright damages in
a survival action would be illogical in view of the fact that a victim who survives an
accident similar to the one in this case would be entitled to recover damages for the
emotional distress and mental anguish he or she suffered before the accident,
independent of any physical injury that may have been sustained before, or after, the
emotional injury. The purpose of survival statutes is to permit a decedent's estate to
bring an action that the decedent could have instituted had he or she lived. Here, there
is no question that, had he lived, the decedent would have been permitted to recover
damages for the "pre-impact fright" he suffered before crashing into rear of the
tractor-trailer.
Also, permitting a jury to determine pre-impact fright requires the same reasoning and
common knowledge that we allow jurors to exercise in determining non-economic, pain
and suffering damages in other tort actions, which, like assault, require an assessment
of a victim's fear and apprehension. Direct evidence is not necessary. What is
required is evidence from which a reasonable inference could be drawn that the
decedent experienced fear or fright. Such evidence exists in this case, the 71 « feet
long skid marks made by the decedent's vehicle immediately prior to the actual crash.
A jury reasonably could have inferred from that evidence that the decedent was aware
of the impending peril, that he was going to crash, and attempted an evasive maneuver
to avoid it. The jury equally reasonably could have concluded that the decedent
suffered emotional distress or fright during that period before the crash, after he
became aware of the imminent danger and began braking. This is not rank
speculation.
JUDGMENT OF THE COURT OF SPECIAL APPEALS REVERSED; CASE
REMANDED TO THAT COURT WITH INSTRUCTIONS TO AFFIRM THE JUDGMENT
OF THE CIRCUIT COURT FOR MONTGOMERY COUNTY. COSTS IN THIS COURT
AND IN THE COURT OF SPECIAL APPEALS TO BE PAID BY THE RESPONDENT.
Chasanow, Raker and Wilner, JJ., dissent.
1 This was the maximum amount allowed at the time. See Maryland Code (1974, 1991 Repl. Vol.) § 7-401 (x) (2) of the Estates and Trusts Article. By ch. 424, Laws of 1995, that section was amended to provide for the calculation of funeral expenses allowed by reference to § 8-106 (b) of the Estates and Trusts Article. Section 8-106 (b) presently provides for $5000.00 in funeral expenses.
2Maryland Code (1974, 1995 Repl. Vol.) § 11-108 (b) of the Courts and Judicial Proceedings Article provides: "(b) Limitation of $350,000 established. - (1) In any action for damages for personal injury in which the cause of action arises on or after July 1, 1986, an award for non-economic damages may not exceed $350,000. "(2) (i) Except as provided in paragraph (3)(ii) of this subsection, in any action for damages for personal injury or wrongful death in which the cause of action arises on or after October 1, 1994, an award for non-economic damages may not exceed $500,000. "(ii) The limitation on non-economic damages provided under subparagraph (i) of this paragraph shall increase by $15,000 on October 1 of each year beginning on October 1, 1995. The increased amount shall apply to causes of action arising between October 1 of that year and September 30 of the following year, inclusive. "(3) (i) The limitation established under paragraph (2) of this subsection shall apply in a personal injury action to each direct victim of tortious conduct and all persons who claim injury by or through that victim. "(ii) In a wrongful death action in which there are two or more claimants or beneficiaries, an award for non-economic damages may not exceed 150% of the limitation established under paragraph (2) of this subsection, regardless of the number of claimants or beneficiaries who share in the award."
3 Under that section, (x) [a personal representative] may prosecute, defend, or submit to arbitration actions, claims, or proceedings in any appropriate jurisdiction for the protection or benefit of the estate, including the commencement of a personal action which the decedent might have commenced or prosecuted, except that: (1) A personal representative may not institute an action against a defendant for slander against the decedent during the lifetime of the decedent. (2) In an action instituted by the personal representative against a tortfeasor for a wrong which resulted in the death of the decedent, the personal representative may recover the funeral expenses of the decedent up to the amount allowed under § 8-106(b) of this article in addition to other damages recoverable in the action. Maryland Code (1974, 1995 Repl. Vol.) § 6-401 of the Courts and Judicial Proceedings Article provides for the survival of certain causes of action. It states: "(a) Except as provided in subsection (b) of this section, a cause of action at law, whether real, personal, or mixed, survives the death of either party. "(b) A cause of action for slander abates upon the death of either party unless an appeal has been taken from a judgment entered in favor of the plaintiff. "(c) A right of action in equity survives the death of either party if the court can grant effective relief in spite of the death."
4
Comment b provides as follows: "Where the tortious conduct does not result in bodily harm, there can ordinarily be no recovery for mere emotional disturbance which has no physical consequences." Restatement (Second) of Torts § 456 cmt. b.
5The respondents do not allege that the instant case presents a trivial or fictitious claim of pre-impact fright.
6
One commentator has observed: "Courts confronting claims for damages from pre-impact fear have divided on how the law should treat such claims. Some have held that pre-impact fear is mental anguish which is part of a larger, ongoing ordeal. These courts have allowed recovery for pre-impact fear as part of the award of damages for conscious pain and suffering. Other courts have viewed pre-impact fear as part of negligently-inflicted emotional distress. Jurisdictions generally allow recovery for negligently-inflicted emotional distress, but many restrict recovery to those cases in which there was a physical `impact' upon the person of the plaintiff, or require that the mental duress be `physically manifested' by some form of illness or injury." Thomas D. Sydnor II, Note, Damages for a Decedent's Pre-Impact Fear: An Element of Damages Under Alaska's Survivorship Statute, 7 Alaska L. Rev. 351, 352 (1990).
7
In Smith v. United States, 121 F. Supp. 778 (D. C. Tex. 1953), aff'd as to other issues, 220 F.2d 548 (5th Cir. 1955), the federal district court found that the emotional distress suffered by the decedent was not compensable, as he experienced no physical injury before he fell from a 30 foot rope ladder, crashing into the dock below and then drowning seconds later. It was disputed whether decedent died from striking his head on the dock or from drowning. The plaintiff argued, the decedent "struck his head against the dock. . . , that as a result thereof he suffered serious and painful injuries and then and there recognized the imminence of his falling into the water and drowning, all of which caused him extreme pain, mental anguish and untold misery." Smith, 121 F. Supp. at 784. The trial court, as the trier of fact, disagreed, concluding: "The record shows that Smith is dead as a result of his fall with the ladder. But it would be a mere guess to say when he died, or whether his death was caused from striking the dock or drowning or both. If the time of his death was known and shown, there would I take it be both mental and physical suffering by him from the time he began to fall until his death. But as the record stands, [the] only certain period of mental and physical suffering is from the time he began to fall until he struck the dock, and the amount of damages, if any, recoverable therefor would be a mere guess. I do not think [plaintiff], under this record is entitled to recover therefor." 121 F. Supp. at 784-85.
8
In Wiggins v. Lane & Co., 298 F. Supp. 194 (E. D. La. 1969), the decedent was working on a pile driving rig fifty feet above the deck of a barge. He was holding a rope when he was struck in the chest by a piling being raised for placement and fell on the deck. Medical experts testified that the decedent probably died the instant he struck the deck. No expert opinion was offered, however, as to whether the decedent was conscious during the fall. The jury found that the decedent experienced "`conscious pain from the time of (his) initial injury to the time of death,'" id. at 194, and awarded $10,000 for the decedent's pain and suffering under the survivorship section of FELA. Id. at 195. Agreeing with the jury's verdict, the trial court reasoned: "If a seaman fell from the mast into the sea, was rescued a few seconds later after almost drowning, was given artificial respiration, and brought back to consciousness, it would appear certain that he could recover for the fright suffered in the moments when he thought he was falling to his death. The survivorship statute draws no distinction that would eliminate the cause of action because the decedent's suffering was in fact brief." Id. at 196.
9
Reviewing Shu-Tao Lin and Shatkin, one scholar remarked: "It is amazing that the same federal court could come to such differing conclusions in these cases ostensibly because of where the decedent was seated. This underscores the suspicion and hesitancy with which courts view evidence of pre-impact mental anguish." Louisa Ann Collins, Pre- and Post-Impact Pain and Suffering and Mental Anguish in Aviation Accidents, 59 J. Air L.& Com. 403, 425 (1994).
